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Compliance Assistant (Finance)
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Details:
Job ID: 144085
Position: Compliance Assistant (Finance)
Job category: Administration, Secretarial, PA
Rate/Salary: 22000-25000 Per Annum + excellent benefits and bonus
Job location: North West - (Manchester)

F1rst Commercial Recruitment
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DESCRIPTION

This small but highly regarded wealth management business offer independent holistic financial planning advice to high net worth individuals. Due to growth they are looking for a compliance assistant to join their highly experienced Manchester team.

The role will involve working closely with the Compliance Officer encompassing financial administration duties and ultimately providing exceptional attention to detail needed for relevant reports in order to ensure that the business fulfils its regulatory requirements and pro-actively works to achieve the highest professional standards.

We are looking for someone who wants a stable work environment, enjoys and has done finance administration, report writing, reviewing and reporting using analytical data and is happy speaking with high net worth clients and generating relevant reports for clients as well as the internal compliance.

Duties include but are not limited to:

* Working within a small team providing finance administration support
* Maintaining/writing and updating compliance files across the business
* Performing data cleansing exercises
* Updating and improving internal procedures and training
* Management Information reporting
* Completing FCA returns
* Obtaining quotes for Professional Indemnity Insurance

As mentioned, the role will also involve providing some paraplanning support to the wider Manchester team, as and when workloads require. These duties would include:

* Corresponding with clients
* Preparing client valuations
* Client portfolio analysis and research
* Writing suitability reports
* Taking notes in client meetings

It is essential that you have exposure to the financial services arena as this will give you a broader understanding of regulation in principle. This role will suit someone who is looking to develop their financial services career in compliance as the paraplanner support element is minimal.

Experience in any of the following areas would be an advantage:

* Data cleansing and spreadsheet analysis
* File auditing or proof reading
* Management Information reporting
* Use of Intelligent Office
* Completing FCA returns
* Creating workflows or writing internal procedures

Essential traits/experience we are looking for:

* Exposure within a financial services environment
* Strong administrative skills
* Base level understanding of FSA regulations
* Content to work within a regulatory/compliance role
* Degree educated (or equivalent)
* Attention to detail
* Analytical and problem solving skills
* Self-motivated with the ability to manage a varied workload
* Excellent verbal and written communication skills
* Team working skills

Full one-to-one training will be provided and the company also supports study throughout the CII series of professional examinations

In return you can expect:

* £22k-£24k (dependant on experience)
* 8.30am to 5pm Mon-Fri (37.5hrs)
* Discretionary end of year annual bonus
* 22 days holiday, increasing up to a maximum of 27 days + Statutory holidays
* Company pension scheme (3% er and 5% ee contributions)
* 4 x Death in service cover
* CII/PFS membership fees paid
* The company will pay for study materials and first exam sitting for appropriate CII professional examinations where needed
* Study leave

If you are interested in this position please contact one of the team on 0161 359 3111 or email a copy of your CV and current salary, quoting reference number: SS2826 and where you saw the job advertised.

If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career.

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